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Kinetic plasma · A course with experiments

L4 · Chapter 8

Reading the 1967 plasma wave echo paper

Open R. W. Gould, T. M. O’Neil and J. H. Malmberg, “Plasma Wave Echo”, Physical Review Letters 19, 219 (1967), received 29 May and published 31 July 1967. It is three pages long. By the end of this chapter you will know which of its equations produce the echo time, which produce the envelope drawn in Fig. 1, and which statements this site has checked numerically.

Page 219: the argument in one paragraph

The right column of the first page gives the whole mechanism before any equation. The first pulse leaves a term f1(v)exp⁡(−ik1x+ik1vt)f_1(v)\exp(-ik_1x+ik_1vt); the second, at time τ\tau, leaves a second-order term whose velocity coefficient vanishes at t=τk2/(k2−k1)t=\tau k_2/(k_2-k_1). Note the sign convention: the paper writes the first pulse as e−ik1xe^{-ik_1x} and the second as eik2xe^{ik_2x}, so its echo has wave number k3=k2−k1k_3=k_2-k_1 with both kk positive. Chapter 6 used the same convention.

The paper then fixes its model: one dimension, a uniform ion background, an initially uniform electron distribution f0(v)f_0(v), and two impulsive external potentials. Footnote 4 says Φk1\Phi_{k_1} and Φk2\Phi_{k_2} carry units of potential because the delta functions take ωpt\omega_pt as their argument. In plasma units, with ωp=1\omega_p=1, the impulse is the same as the potential kick used in the echo Lab.

φext=Φk1cos⁡(k1x) δ(ωpt)+Φk2cos⁡(k2x) δ[ωp(t−τ)]\varphi_{\mathrm{ext}}=\Phi_{k_1}\cos(k_1x)\,\delta(\omega_pt)+\Phi_{k_2}\cos(k_2x)\,\delta[\omega_p(t-\tau)]

Equations (1) to (4): from the transformed equations to the echo integral

Equations (1) and (2) are the Vlasov and Poisson equations after a Fourier transform in space and a Laplace transform in time; the external pulses appear as sources in Eq. (2). Expanding in powers of the two potentials, the first order is ordinary Landau damping after each pulse. Equation (3) is the second-order potential at k3k_3, a double contour integral with three dielectric functions in the denominator.

Equation (4) follows by picking up two poles, under stated assumptions: τ\tau long compared with a damping period, ∣γ(k1)τ∣|\gamma(k_1)\tau| and the other damping exponents large, and k1/k3≈1k_1/k_3\approx1. The integral stops phase mixing when k3(t−τ)≈k1τk_3(t-\tau)\approx k_1\tau, the echo time again. The paper adds that setting the dielectric functions to one gives the free-streaming result, “an easy limit in which to check Eq. (4)”. The project benchmark does that check: with the self-consistent field switched off, the simulated echo-mode density matches an independent quadrature of the free-streaming solution.

Equation (5) and Fig. 1: an echo that rises and falls at different rates

Equation (5) evaluates Eq. (4) for a Maxwellian. Before the echo the envelope grows as exp⁡[γ(k1)(k3/k1)(τ′−t)]\exp[\gamma(k_1)(k_3/k_1)(\tau^{\prime}-t)]; after it, it decays as exp⁡[γ(k3)(t−τ′)]\exp[\gamma(k_3)(t-\tau^{\prime})], where γ(k)\gamma(k) is the negative Landau damping rate. Fig. 1 sketches three panels: the response to the first pulse, the response to the second, and the echo between them, drawn for k3≈k1≈k2/2k_3\approx k_1\approx k_2/2.

Read the figure as a schematic. Its caption says “approximate variation”, and the text says the curves are drawn for k1≃k3k_1\simeq k_3. Its time axis has no scale and the vertical axes have no units, so there is nothing to digitise. What can be checked are the two envelope rates.

γrise=−γ(k1) k3k1,γfall=γ(k3)\gamma_{\mathrm{rise}}=-\gamma(k_1)\,\frac{k_3}{k_1},\qquad \gamma_{\mathrm{fall}}=\gamma(k_3)

Worked example

What this site reproduced, and how far it goes

The Fig. 1 case is modes 1 then 2 in the echo Lab: k1=k3=0.5k_1=k_3=0.5, k2=1.0k_2=1.0. Equation (5) then predicts equal rise and fall rates of 0.1530.153. With the first pulse’s own response subtracted, the simulated echo falls at 0.1500.150, fitted 6 to 20 time units after the peak. The rise is steeper: 0.2430.243 at τ=20\tau=20, 0.2040.204 at τ=30\tau=30 and 0.1880.188 at τ=40\tau=40. It moves toward Eq. (5) as the delay grows, as an asymptotic formula should, but it has not reached it, and we have not isolated why. For modes 2 then 3, k1=1.0k_1=1.0 and k3=0.5k_3=0.5, outside the paper’s assumption k1≈k3k_1\approx k_3; Eq. (5) gives a rise of 0.851×0.5=0.4260.851\times0.5=0.426 and a fall of 0.1530.153, and the simulation gives 0.4830.483 and 0.1530.153. The fitted rates for both pairs, with their windows, are listed in the benchmark file.

The reproduction is limited. It covers the echo time, the echo wave number, the absence of an echo when k2<k1k_2<k_1, the product scaling with the two pulse strengths and the fall rate of the envelope, all in a one-dimensional periodic simulation. The rise rate agrees only roughly at these delays. It does not reproduce the absolute amplitude prefactor of Eq. (5), the third-order echo at τ 2k2/(2k2−k1)\tau\,2k_2/(2k_2-k_1), the spatial echo, ion-wave echoes, or the experiment of Malmberg and colleagues in 1968, of which only the abstract was checked.

Collisions and the suggestion at the end

The last column says the calculation fails if collisions destroy the phase information before the echo. Small-angle Coulomb collisions act through a Fokker–Planck operator, which multiplies the collision rate by about (kvτ)2≈(ωpτ)2(kv\tau)^2\approx(\omega_p\tau)^2 for a perturbation like eikvτe^{ikv\tau}. The authors suggest using this sensitivity to measure the collision rate. Chapter 7 turns the remark into an estimate and compares it with the simulation; the estimate overstates the suppression, and the cause of that gap remains an open check.

A checklist for the next primary source

Write down the version and date, the sign convention for every wave, and the units of every applied quantity, including footnotes such as Footnote 4. List the stated assumptions of each derived equation before comparing it with a simulation, and note whether your test case satisfies them. For a schematic figure, compare rates or ratios, not drawn amplitudes. Finally, give each claim one of four labels: published theory, published experiment, our numerical result, or still to be reproduced.

An experiment to think through

Predict, change, explain

  1. For modes 1 then 2, predict whether the echo envelope will look symmetric about its peak.
  2. Run the echo Lab with modes 1 then 2 and then modes 2 then 3, with the echo mode shown alone.
  3. Compare the rise and fall of the echo on the history chart with the two rates from Eq. (5).

The three phase-space Labs solve a one-dimensional electron model in plasma units. Each Lab exports its parameters, model version and field history.

Try explaining it yourself

1. According to Eq. (5), when is the echo envelope symmetric about its peak, and what does the simulation show?

Read an explained answer

The rise rate is −γ(k1)k3/k1-\gamma(k_1)k_3/k_1 and the fall rate is −γ(k3)-\gamma(k_3). When k1=k3k_1=k_3 they are equal, so Eq. (5) predicts a symmetric envelope, and Fig. 1 is drawn for that case. For modes 1 then 2 the simulation falls at the predicted 0.1500.150 but rises faster, from 0.2430.243 at a delay of 20 to 0.1880.188 at 40, so at these delays the envelope is steeper before the peak than after it.

2. Which limit does the paper suggest for checking Eq. (4), and why is it easy?

Read an explained answer

Setting the dielectric functions to one, the free-streaming limit. Without self-consistent fields the electrons move in straight lines between the pulses, so the distribution and the echo integral can be written down exactly.

3. A simulation reproduces the echo time to 1%1\%. Does that confirm the amplitude formula of Eq. (5)?

Read an explained answer

No. The echo time follows from the phase alone and holds even in free streaming. The amplitude depends on the dielectric functions and the assumptions of Eq. (4), which need a separate comparison.

Sources to read alongside

  1. R. W. Gould, T. M. O’Neil and J. H. Malmberg, Plasma Wave Echo, Physical Review Letters 19, 219 (1967)

    Read in full from the Caltech repository copy. Figure 1 sketches the two pulses and the echo; Equations (4) and (5) give the echo time and envelope. Our reproduction checks the echo time, the echo mode and the envelope rates in a one-dimensional simulation.

  2. J. H. Malmberg, C. B. Wharton, R. W. Gould and T. M. O’Neil, Plasma Wave Echo Experiment, Physical Review Letters 20, 95 (1968)

    The laboratory observation of spatial plasma wave echoes. Only the bibliographic record and abstract were checked; none of its data are used here.

  3. C. H. Su and C. Oberman, Collisional Damping of a Plasma Echo, Physical Review Letters 20, 427 (1968)

    Theory of how weak collisions reduce an echo. Only the bibliographic record and abstract were checked; the collision estimate in this course is derived separately.

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